R.F. Lafferty & Co., Inc.

Progressive Thinking, Traditional Values

CLIENT LOGIN

  • WHO WE ARE

  • WHAT WE DO

    • WEALTH MANAGEMENT
    • RETIREMENT SERVICES
    • CAPITAL MARKETS
    • MARKET MAKING
    • RESEARCH

  • JOIN OUR TEAM

  • CONTACT US

  • More

    Use tab to navigate through the menu items.
    CLIENT LOGIN

    ADDITIONAL SERVICES

    R.F. Lafferty provides dual clearing capabilities to offer the best services for your needs. If you need assistance please contact your investment representative.

     

    Pershing LLC »

    ​

    RBC Correspondent Services »

    R.F. LAFFERTY & CO., INC.

    40 Wall Street

    29th Floor

    New York, NY 10005

    212.293.9090

    ​

    Contact Us

    About Us

    Privacy Policy

    RISK DISCLOSURES

    Rule 605 - Market Making

    Rule 606 – Pershing LLC Historical Up to 2019

    Rule 606A - Pershing

    Rule 606 – RBC

    Business Continuity

    Day Trading Risk Disclosure

    Extended Hours

    Options Disclosure

    Margin Disclosure

    Municipal Securities Info

    Characteristics and Risks in

    Standardized Options

    Pershing Fee Schedule

    RBC Fee Schedule

    USA Patriot Act Disclosure

    Trusted Contact

    Broker Change Firm Disclosure

    Exchange-Traded Funds (ETF) - Risk Disclosure

    Order Routing and Payment for Order Flow

    Transactions Resulting in a Debit Balance

    RFL Client Relationship Summary (Form CRS)

    MEMBERSHIPS

    SIPC

    FINRA

    Broker Check​

    MSRB

    Copyright 2017 @ R.F. Lafferty and Co., Inc. All Rights Reserved.